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February 6, 1788
To the People of the State of New York:
To what expedient, then, shall we finally resort, for maintaining in practice the necessary partition
of power among the several departments as laid down in the Constitution? The only answer that can be given
is that as all these exterior provisions are found to be inadequate adequate the defect must be supplied,
by so contriving the interior structure of the government as that its several constituent parts may, by
their mutual relations, be the means of keeping each other in their proper places. Without presuming to
undertake a full development of this important idea I will hazard a few general observations which may
perhaps place it in a clearer light, and enable us to form a more correct judgment of the principles and
structure of the government planned by the convention.
In order to lay a due foundation for that separate and distinct exercise of the different powers of government,
which to a certain extent is admitted on all hands to be essential to the preservation of liberty, it
is evident that each department should have a will of its own: and consequently should be so constituted
that the members of each should have as little agency as possible in the appointment of the members of
the others. Were this principle rigorously adhered to, it would require that all the appointments for
the supreme executive, legislative, and judiciary magistracies should be drawn from the same fountain
of authority, the people, through channels having no communication whatever with one another. Perhaps
such a plan of constructing the several departments would be less difficult in practice than it may in
contemplation appear. Some difficulties, however, and some additional expense would attend the execution
of it. Some deviations, therefore, from the principle must be admitted. In the constitution of the judiciary
department in particular, it might be inexpedient to insist rigorously on the principle: first, because
peculiar qualifications being essential in the members, the primary consideration ought to be to select
that mode of choice which best secures these qualifications; second, because the permanent tenure by which
the appointments are held in that department must soon destroy all sense of dependence on the authority
conferring them.
It is equally evident that the members of each department should be as little dependent as possible on
those of the others for the emoluments annexed to their offices. Were the executive magistrate, or the
judges, not independent of the legislature in this particular, their independence in every other would
be merely nominal.
But the great security against a gradual concentration of the several powers in the same department consists
in giving to those who administer each department the necessary constitutional means and personal motives
to resist encroachments of the other. The provision for defense must in this, as in all other cases, be
made to counteract ambition. The interest of the man must be connected with the constitutional rights
of the place. It may be a reflection on human nature that such devices should be necessary to control
the abuses of government. But what is government itself self but the greatest of all reflections on human
nature? If men were angels, no government would be necessary. If angels were to govern men, neither external
nor internal controls on government would be necessary. In framing a government which is to be administered
by men over men, the great difficulty lies in this: you must first enable the government to control the
governed: and in the next place oblige it to control itself. A dependence on the people is, no doubt,
the primary control on the government; but experience has taught mankind the necessity of auxiliary precautions.
This policy of supplying, by opposite and rival interests, the defect of better motives, might be traced
through the whole system of human affairs, private as well as public. We see it particularly displayed
in all the subordinate distributions of power, where the constant aim is to divide and arrange the several
offices in such a manner as that each may be a check on the other—that the private interest of every individual
may be a sentinel over the public rights. These inventions of prudence cannot be less requisite in the
distribution of the supreme powers of the State.
But it is not possible to give to each department an equal power of self-defense. In republican government,
the legislative authority necessarily predominates. The remedy for this inconveniency is to divide the
legislature into different branches: and to render them, by different modes of election and different
principles of action, as little connected with each other as the nature of their common functions and
their common dependence on the society will admit. It may even be necessary to guard against dangerous
encroachments by still further precautions. As the weight of the legislative authority requires that it
should be thus divided, the weakness of the executive may require, on the other hand, that it should be
fortified. An absolute negative on the legislature appears, at first view, to be the natural defense with
which the executive magistrate should be armed. But perhaps it would be neither altogether safe nor alone
sufficient. On ordinary occasions it might not be exerted with the requisite firmness, and on extraordinary
occasions it might be perfidiously abused. May not this defect of an absolute negative be supplied by
some qualified connection between this weaker department and the weaker branch of the stronger department,
by which the latter may be led to support the constitutional rights of the former, without being too much
detached from the rights of its own departments?
If the principles on which these observations are founded be just, as I persuade myself they are, and
they be applied as a criterion to the several State constitutions, and to the federal Constitution, it
will be found that if the latter does not perfectly correspond with them, the former are infinitely less
able to bear such a test.
There are, moreover, two considerations particularly applicable to the federal system of America, which
place that system in a very interesting point of view.
First. In a single republic, all the power surrendered by the people is submitted to the administration
of a single government; and the usurpations are guarded against by a division of the government into distinct
and separate departments. In the compound republic of America, the power surrendered by the people is
first divided between two distinct governments, and then the portion allotted to each subdivided among
distinct and separate departments. Hence a double security arises to the rights of the people. The different
governments will control each other, at the same time that each will be controlled by itself.
Second. It is of great importance in a republic not only to guard the society against the oppression
of its rulers, but to guard one part of the society against the injustice of the other part. Different
interests necessarily exist in different classes of citizens. If a majority be united by a common interest,
the rights of the minority will be insecure. There are but two methods of providing against this evil:
the one by creating a will in the community independent of the majority—that is, of the society itself;
the other, by comprehending in the society so many separate descriptions of citizens as will render an
unjust combination of a majority of the whole very improbable if not impracticable. The first method prevails
in all governments possessing an hereditary or self-appointed authority. This, at best, is but a precarious
security; because a power independent of the society may as well espouse the unjust views of the major
as the rightful interests of the minor party, and may possibly be turned against both parties. The second
method will be exemplified in the federal republic of the United States. Whilst all authority in it will
be derived from and dependent on the society, the society itself will be broken into so many parts, interests
and classes of citizens, that the rights of individuals, or of the minority, will be in little danger
from interested combinations of the majority. In a free government the security for civil rights must
be the same as that for religious rights. It consists in the one case in the multiplicity of interests,
and in the other in the multiplicity of sects. The degree of security in both cases will depend on the
number of interests and sects; and this may be presumed to depend on the extend of country and number
of people comprehended under the same government. This view of the subject must particularly recommend
a proper federal system to all the sincere and considerate friends of republican government, since it
shows that in exact proportion as the territory of the Union may be formed into more circumscribed Confederacies,
or States, oppressive combinations of a majority will be facilitated; the best security, under the republican
forms, for the rights of every class of citizen, will be diminished; and consequently the stability and
independence of some member of the government the only other security, must be proportionally increased.
Justice is the end of government. It is the end of civil society. It ever has been and ever will be pursued
until it be obtained, or until liberty be lost in the pursuit. In a society under the forms of which the
stronger faction can readily unite and oppress the weaker, anarchy may as truly be said to reign as in
a state of nature, where the weaker individual is not secured against the violence of the stronger; and
as, in the latter state, even the stronger individuals are prompted, by the uncertainty of their condition,
to submit to a government which may protect the weak as well as themselves; so, in the former state, will
the more powerful factions or parties be gradually induced, by a like motive, to wish for a government
which will protect all parties, the weaker as well as the more powerful. It can be little doubted that
if the State of Rhode Island was separated from the Confederacy and left to itself, the insecurity of
rights under the popular form of government within such narrow limits would be displayed by such reiterated
oppressions of factious majorities that some power altogether independent of the people would soon be
called for by the voice of the very factions whose misrule had proved the necessity of it. In the extended
republic of the United States, and among the great variety of interests, parties, and sects which it embraces,
a coalition of a majority of the whole society could seldom take place on any other principles than those
of justice and the general good; whilst there being thus less danger to a minor from the will of a major
party, there must be less pretext, also, to provide for the security of the former, by introducing into
the government a will not dependent on the latter or, in other words, a will independent of the society
itself. It is no less certain than it is important, notwithstanding the contrary opinions which have been
entertained, that the larger the society, provided it lie within a practicable sphere, the more duly capable
it will be of self-government. And happily for the republican cause, the practicable sphere may
be carried to a very great extent by a judicious modification and mixture of the federal principle.
PUBLIUS.
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